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SGD Compliance Consulting

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sgd compliance consulting works with firms registered to advise or deal securities in canada. we offer regulatory guidance and compliance solutions to portfolio managers (pms), investment fund managers (ifms) and exempt market dealers (emds). sgd compliance was established in 2017. the founder, laura bewick howitt, cfa, cipm, mba has over 10 years combined investment industry and regulatory experience. prior to founding sgd compliance consulting, laura held the position of senior regulatory analyst in the market regulation division of the alberta securities commission (asc). previously, laura was an associate at a wealth management firm that services high-net-worth investors and a mutual fund analyst at a global investment management organization. laura is passionate about the investment industry and currently serves as a board member on the canadian advocacy council. she previously served as a board member and secretary on the canadian investment performance council (cipc), and a

Headquarters:
Toronto, Ontario, Canada, M5h 1a1
Industry:
Management Consulting
Founded:
2017
Employees:
1
Annual Revenue:
-
Type: Private
Ticker: -
Canada 1
Regulatory Compliance AuditingApplication Knowledge of National Instrument 31-103Operational EfficienciesPortfolio ManagementInvestment Fund ManagementGips StandardsInvestment Performance ReportingExempt MarketRegulatory Compliance

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Where is SGD Compliance Consulting located?

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SGD Compliance Consulting's headquarters is located at Toronto, Ontario, Canada, M5h 1a1

What is SGD Compliance Consulting's official website?

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SGD Compliance Consulting's official website is sgdcompliance.ca

How many employees does SGD Compliance Consulting have?

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SGD Compliance Consulting has 1 employee

What industry does SGD Compliance Consulting belong to?

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SGD Compliance Consulting is in the industry of: Management Consulting

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