Srocalendar LLC

srocalendar is a web based compliance solution designed to lower costs and minimize the day to day compliance impact to registered investment advisers, investment advisers, and broker dealers. with over 25 years’ experience in the financial industry, including starting our own firm, the founders of srocalendar are well aware of the daily compliance grind for many in the industry. the alerts calendar with its corresponding rules based filing system creates a compliance infrastructure. the filing system includes sample policies and procedures providing guidance on regulatory matters along with our custom fields which eliminate the need to print, sign and scan help ensure details are not missed. we offer four industry specific modules that are customizable to meet your regulatory needs while our web based product allows for a scalable infrastructure meeting the challenges of multiple offices. our forum is available only to current users allowing for discussion of current compliance issues